4//SEC Filing
Caligan Partners LP 4
Accession 0000902664-24-003949
CIK 0000939767other
Filed
May 29, 8:00 PM ET
Accepted
May 30, 7:50 PM ET
Size
11.4 KB
Accession
0000902664-24-003949
Insider Transaction Report
Form 4
EXELIXIS, INC.EXEL
JOHNSON DAVID EDWARD
Director
Transactions
- Purchase
Common Stock
2024-05-28$20.32/sh+200,000$4,063,900→ 1,300,730 total(indirect: See footnote) - Purchase
Common Stock
2024-05-30$20.76/sh+225,000$4,670,055→ 1,525,730 total(indirect: See footnote)
Holdings
- 18,176
Common Stock
Caligan Partners LP
DirectorOther
Transactions
- Purchase
Common Stock
2024-05-30$20.76/sh+225,000$4,670,055→ 1,525,730 total(indirect: See footnote) - Purchase
Common Stock
2024-05-28$20.32/sh+200,000$4,063,900→ 1,300,730 total(indirect: See footnote)
Holdings
- 18,176
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased by Caligan Master Fund (as defined below) in multiple transactions at prices ranging from $20.22 to $20.375, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F2]This Form 4 is filed by David Johnson ("Mr. Johnson") and Caligan Partners LP ("Caligan") with respect to the securities held by Caligan Partners Master Fund LP ("Caligan Master Fund"), a Cayman Islands limited partnership, and managed accounts ("Caligan Accounts", together with the Caligan Master Fund, the "Caligan Fund and Accounts") to which Caligan serves as investment manager. Mr. Johnson is the Managing Partner of Caligan and a Managing Member of Caligan Partners GP LLC, the general partner of Caligan.
- [F3]The price reported in Column 4 is a weighted average price. These shares were purchased by Caligan Master Fund (as defined below) in multiple transactions at prices ranging from $20.40 to $20.885, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- [F4]Represents shares of common stock that will be issued to Mr. Johnson upon vesting of restricted stock units. Mr. Johnson is deemed to hold the securities reported herein for the benefit of the Caligan Fund and Accounts, and may, after vesting, if applicable, transfer the securities directly to the Caligan Fund and Accounts.
Documents
Issuer
EXELIXIS, INC.
CIK 0000939767
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001727492
Filing Metadata
- Form type
- 4
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 7:50 PM ET
- Size
- 11.4 KB