4//SEC Filing
GOEL DAVID E. 4
Accession 0000902664-24-004603
CIK 0001847367other
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 4:45 PM ET
Size
18.0 KB
Accession
0000902664-24-004603
Insider Transaction Report
Form 4
ALUMIS INC.NASDAQ
GOEL DAVID E.
Director10% OwnerOther
Transactions
- Conversion
Common Stock, par value $0.0001 per share ("Common Stock")
2024-07-01+8,145,966→ 8,145,966 total(indirect: See footnotes) - Conversion
Series B Redeemable Convertible Preferred Stock
2024-07-01−20,000,000→ 0 total(indirect: See footnotes)→ Common Stock (4,278,074 underlying) - Award
Common Stock
2024-07-01$16.00/sh+2,500,000$40,000,000→ 10,645,966 total(indirect: See footnotes) - Conversion
Series B-2 Redeemable Convertible Preferred Stock
2024-07-01−5,336,489→ 0 total(indirect: See footnotes)→ Common Stock (1,141,494 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2024-07-01−12,745,916→ 0 total(indirect: See footnotes)→ Common Stock (2,726,398 underlying)
AyurMaya Capital Management Company, LP
Director10% OwnerOther
Transactions
- Conversion
Common Stock, par value $0.0001 per share ("Common Stock")
2024-07-01+8,145,966→ 8,145,966 total(indirect: See footnotes) - Award
Common Stock
2024-07-01$16.00/sh+2,500,000$40,000,000→ 10,645,966 total(indirect: See footnotes) - Conversion
Series B Redeemable Convertible Preferred Stock
2024-07-01−20,000,000→ 0 total(indirect: See footnotes)→ Common Stock (4,278,074 underlying) - Conversion
Series B-2 Redeemable Convertible Preferred Stock
2024-07-01−5,336,489→ 0 total(indirect: See footnotes)→ Common Stock (1,141,494 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2024-07-01−12,745,916→ 0 total(indirect: See footnotes)→ Common Stock (2,726,398 underlying)
Footnotes (4)
- [F1]Each share of preferred stock is convertible at any time, at the holder's election, into shares of Class A Common Stock on a 4.675-to-one basis (on an adjusted basis, after giving effect to the reverse stock split of the Class A Common Stock effected by the Issuer on June 20, 2024) and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering of voting common stock (the "Common Stock") (the "IPO"), the shares of preferred stock reported herein automatically converted into the number of shares of Class A Common Stock in column 3.
- [F2]Each share of Class A Common Stock was reclassified into one share of Common Stock immediately prior to the completion of the IPO.
- [F3]The securities reported herein are held by AyurMaya Capital Management Fund, LP (the "AyurMaya Fund"). AyurMaya Capital Management Company, LP (the "Investment Manager"), a Delaware limited partnership, is the investment advisor to the AyurMaya Fund. Mr. David E. Goel ("Mr. Goel", and together with the Investment Manager, the "Reporting Persons"), serves as the managing member of AyurMaya Capital Management Company GP, LLC, the general partner of the Investment Manager.
- [F4]The filing of this statement shall not be deemed an admission that either of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
Documents
Issuer
ALUMIS INC.
CIK 0001847367
Entity typeother
Related Parties
1- filerCIK 0001548144
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 4:45 PM ET
- Size
- 18.0 KB