AMERIPRISE FINANCIAL INC 4

Accession 0000903423-05-000782

$AMPCIK 0000820027operating

View on SEC.gov Company Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 9:27 PM ET

Size

18.2 KB

Accession

0000903423-05-000782

Insider Transaction Report

Form 4

Period: 2005-09-30

AMERIPRISE FINANCIAL INCAMP

Heath Brian Michael

Pres - U.S. Advisor Group

Transactions

Award
Employee Stock Option (Right to Buy)
2005-10-03+184,545→ 184,545 total
Exercise: $35.03Exp: 2015-10-02→ Common Stock (184,545 underlying)
Award
Employee Stock Option (Right to Buy)
2005-09-30+51,343→ 51,343 total
Exercise: $32.59Exp: 2015-01-23→ Common Stock (51,343 underlying)
Award
Common Stock
2005-09-30+6,418→ 9,610 total
Award
Common Stock
2005-10-03+14,272→ 23,882 total
Award
Employee Stock Option (Right to Buy)
2005-09-30+32,089→ 32,089 total
Exercise: $20.82Exp: 2013-01-26→ Common Stock (32,089 underlying)
Award
Employee Stock Option (Right to Buy)
2005-09-30+44,524→ 44,524 total
Exercise: $31.31Exp: 2014-01-25→ Common Stock (44,524 underlying)

Holdings

Common Stock
(indirect: By Trust)
82

Footnotes (9)

[F1]Restricted stock award granted under the Ameriprise Financial 2005 Incentive Compensation Plan in substitution of the restricted stock award originally granted to the reporting person under the American Express Company 1998 Incentive Compensation Plan, adjusted to reflect the distribution of Ameriprise Financial, Inc. on September 30, 2005.
[F2]Restricted stock award will vest on the same schedule as the American Express Company restricted stock award it replaced; in total on February 28, 2006.
[F3]Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in four equal installments on October 3, 2006, 2007, 2008 and 2009.
[F4]Estimate of the number of shares held in reporting person's account in the Ameriprise Financial Stock Fund under the American Express Company Incentive Savings Plan as a result of the distribution with respect to such reporting person's holdings in the American Express Company pooled stock fund as of September 19, 2005. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the unit price of the Ameriprise Financial Stock Fund.
[F5]Employee stock option granted under Ameriprise Financial 2005 Incentive Compensation Plan in substitution of employee stock option originally granted to the reporting person under the American Express Company 1998 Incentive Compensation Plan, adjusted to reflect the spin-off of Ameriprise Financial, Inc. on September 30, 2005.
[F6]The reported employee stock option will become exercisable on the same schedule as the American Express Company stock option it replaced; in two equal installments on January 27, 2006 and 2007.
[F7]The reported employee stock option will become exercisable on the same schedule as the American Express Company stock option it replaced; in three equal installments January 26, 2006, 2007 and 2008.
[F8]The reported employee stock option will become exercisable on the same schedule as the American Express Company stock option it replaced; in four equal installments on January 24, 2006, 2007, 2008 and 2009.
[F9]The reported employee stock option, granted under the Amerprise Financial 2005 Incentive Compensation Plan, will become exercisable in four equal installments on October 3, 2006, 2007, 2008 and 2009.

Documents

1 file

4
heath-f4_1004ex.xmlPrimary

Issuer

AMERIPRISE FINANCIAL INC

CIK 0000820027

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000820027

Filing Metadata

Form type: 4
Filed: Oct 3, 8:00 PM ET
Accepted: Oct 4, 9:27 PM ET
Size: 18.2 KB

View on SEC.gov