4//SEC Filing
JOANNOU DION CONSTANDINO 4
Accession 0000903423-07-000607
CIK 0000072911other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 4:18 PM ET
Size
32.2 KB
Accession
0000903423-07-000607
Insider Transaction Report
Form 4
JOANNOU DION CONSTANDINO
President, North America
Transactions
- Sale
Common Shares
2007-06-15$25.50/sh−1,539$39,245→ 15,961 total
Holdings
- 4,628
Common Shares
- 1,333
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-01-26→ Common Shares (1,333 underlying) - 1,333
01/28/99 Grant of Options
Exercise: $155.33Exp: 2009-01-27→ Common Shares (1,333 underlying) - 75,000
11/22/2005 Grant of Options
Exercise: $30.70Exp: 2015-11-21→ Common Shares (75,000 underlying) - 26,247
Common Shares
- 50,000
03/21/2007 Grant of Options
Exercise: $25.82Exp: 2017-03-20→ Common Shares (50,000 underlying) - 1,066
10/29/98 Grant of Options
Exercise: $101.48Exp: 2008-10-28→ Common Shares (1,066 underlying) - 800
01/29/02 Grant of Options
Exercise: $71.60Exp: 2011-01-24→ Common Shares (800 underlying) - 25,000
Common Shares
- 25,000
06/14/2006 Grant of Options
Exercise: $21.20Exp: 2016-06-13→ Common Shares (25,000 underlying) - 133
01/29/98 Grant of Options
Exercise: $112.90Exp: 2008-01-28→ Common Shares (133 underlying) - 82,622.63
Investment Fund Units
→ Common Shares (2,434.05 underlying) - 9,000
02/28/02 Grant of Options
Exercise: $51.50Exp: 2012-02-27→ Common Shares (9,000 underlying) - 333
01/29/02 Grant of Options
Exercise: $71.60Exp: 2010-11-28→ Common Shares (333 underlying)
Footnotes (10)
- [F1]Mandatory and automatic open market sale of common shares to pay applicable withholding taxes upon the vesting of restricted stock units.
- [F10]The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan.
- [F2]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 17,500 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting.
- [F3]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 30,000 restricted stock units that vest in three equal annual installments beginning on November 22, 2006 and are settled in Nortel Networks Corporation common shares upon vesting.
- [F4]Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding.
- [F5]The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan.
- [F6]The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant.
- [F7]82,622.63 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "U.S. Stock Fund") pursuant to the Nortel Networks Long-Term Investment Plan (the "U.S. Investment Plan") as of June 15, 2007. The Stock Fund invests primarily in NNC common shares. As of June 15, 2007, the participant's company stock fund units represents approximately 2,434.0502 common shares of NNC. The U.S. Investment Plan is administered as a unitized fund by Hewitt Associates Inc. and the number of shares represented by each unit fluctuates on a daily basis.
- [F8]The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated (the "1986 Stock Option Plan").
- [F9]The reported options are currently vested.
Documents
Issuer
NORTEL NETWORKS CORP
CIK 0000072911
Entity typeother
Related Parties
1- filerCIK 0001234081
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 4:18 PM ET
- Size
- 32.2 KB