4/A//SEC Filing
HALPERN JOHN D 4/A
Accession 0000904454-03-000516
CIK 0000949373other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:57 PM ET
Size
5.8 KB
Accession
0000904454-03-000516
Insider Transaction Report
Form 4/AAmended
HALPERN JOHN D
10% Owner
Transactions
- Purchase
Warrant to Purchase Common Stock
2003-03-14+4,924,072→ 4,924,072 total(indirect: By Halpern Denny III, L.P.)Exercise: $0.01From: 2003-03-14Exp: 2006-06-20→ Common Stock (4,924,072 underlying)
Footnotes (2)
- [F1]Halpern Denny III, L.P. ("HD III") agreed to acquire an aggregate of 6,422,914 shares of Series F Preferred Stock and Warrants to purchase 4,924,072 shares of Common Stock of New World Restaurant Group, Inc. in a private transaction for an aggregate purchase price of $5 million.
- [F2]By HD III. The reporting person is one of several managing members of the sole general partner of HD III. Pursuant to Instruction 4(b)(iv) of Form 4, the reporting person has elected to report as indirectly beneficially owned the entire number of securities reported as beneficially owned by such limited partnership. The reporting person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein, and/or that are not actually distributed to him or her.
Documents
Issuer
NEW WORLD RESTAURANT GROUP INC
CIK 0000949373
Entity typeother
Related Parties
1- filerCIK 0001234950
Filing Metadata
- Form type
- 4/A
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 5:57 PM ET
- Size
- 5.8 KB