REVA Medical, Inc. 4
4 · REVA Medical, Inc. · Filed Jul 11, 2017
Insider Transaction Report
Form 4
DOVEY BRIAN H
Director10% Owner
Transactions
- Award
Stock Option (Right to Buy)
2017-07-09+10,500→ 10,500 totalExercise: $6.45Exp: 2027-07-09→ Common Stock (10,500 underlying) - Award
Common Stock
2017-07-09+6,000→ 23,500 total
Holdings
- 3,606,002(indirect: By Domain Partners V, L.P.)
Common Stock
- 85,186(indirect: By DP V Associates, L.P.)
Common Stock
- 7,500(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Award of Restricted Stock Units, which vest 100% on the earlier of 7/09/2018 or the day prior to the Issuer's 2018 Annual Meeting of Shareholders, provided the Reporting Person remains in service to the Issuer to such vesting date. Each Restricted Stock Unit entitles the holder to one share of Common Stock upon vesting.
- [F2]The Reporting Person is a Managing Member of One Palmer Square Associates V, LLC, which is the sole general partner of Domain Partners V, L.P. and DP V Associates, L.P., and a Managing Member of Domain Associates, LLC. The Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- [F3]The Options vest in equal quarterly installments on 10/09/2017, 1/09/2018, 4/09/2018 and 7/09/2018, provided the Reporting Person remains in service to the Issuer to each such vesting date.