4//SEC Filing
DOMAIN PARTERS VII L P 4
Accession 0000904454-18-000526
CIK 0001427570other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 5:32 PM ET
Size
11.8 KB
Accession
0000904454-18-000526
Insider Transaction Report
Form 4
DOMAIN PARTERS VII L P
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
TREU JESSE I
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
BLAIR JAMES C
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
Halak Brian K
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
DOVEY BRIAN H
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
VITULLO NICOLE
10% Owner
Transactions
- Purchase
Common Stock
2018-08-23$1.82/sh+1,648,359$3,000,013→ 5,634,329 total
Footnotes (2)
- [F1]The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of One Palmer Square Associates VII, LLC, the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- [F2]As managing members of One Palmer Square Associates VII, LLC, which is also the sole general partner of DP VII Associates, L.P., each Reporting Owner listed below may also be deemed to indirectly beneficially own 49,908 shares of Common Stock held by DP VII Associates, L.P.
Documents
Issuer
OBALON THERAPEUTICS INC
CIK 0001427570
Entity typeother
Related Parties
1- filerCIK 0001374150
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 5:32 PM ET
- Size
- 11.8 KB