Kuta Alexander Edward III 4
4 · uniQure N.V. · Filed Jul 25, 2022
Insider Transaction Report
Form 4
uniQure N.V.QURE
Kuta Alexander Edward III
Sr VP of Regulatory Affairs
Transactions
- Exercise/Conversion
Ordinary Shares
2022-07-21$5.31/sh+595$3,159→ 95,791 total - Sale
Ordinary Shares
2022-07-21$25.00/sh−595$14,875→ 95,196 total - Exercise/Conversion
Ordinary Shares
2022-07-22$5.31/sh+5,643$29,964→ 100,839 total - Sale
Ordinary Shares
2022-07-22$25.00/sh−5,643$141,075→ 95,196 total - Exercise/Conversion
Stock Option (Right to Buy)
2022-07-21−595→ 43,405 totalExercise: $5.31Exp: 2027-01-23→ Ordinary Shares (595 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2022-07-22−5,643→ 37,762 totalExercise: $5.31Exp: 2027-01-23→ Ordinary Shares (5,643 underlying)
Footnotes (3)
- [F1]The transactions reported herein were effected pursuant to a sales plan dated March 3, 2021 adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- [F2]The Stock Option vested 25% on January 23, 2018 (the first anniversary of the date of grant), and vests 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
- [F3]Adjusted to correct a typographical error on the Reporting Person's last Form 4, pursuant to which the number of Ordinary Shares held after the reported transaction was inadvertently under-reported by 40 shares.