Potts Jeannette 4
4 · uniQure N.V. · Filed Mar 6, 2026
Research Summary
AI-generated summary of this filing
uniQure (QURE) CLO Jeannette Potts Receives Awards, Sells Shares
What Happened
Jeannette Potts, Chief Legal Officer of uniQure (QURE), received awards on 2026-03-04 and had a small share sale the same day. The filing shows grants totaling 92,600 units — 35,400 restricted share units (RSUs) and a 57,200-unit derivative award (stock-option style award) — each reported at $0.00. Separately, 3,412 shares were sold in the open market at a weighted average price of $9.06 for aggregate proceeds of $30,913; that sale was executed automatically to cover estimated withholding taxes and was not a discretionary trade.
Key Details
- Transaction date: 2026-03-04; Form 4 filed 2026-03-06 (appears timely under the 2-business-day rule).
- Grants: 35,400 RSUs (each converts to one ordinary share upon vesting) and 57,200-unit derivative award (total 92,600 units granted). Reported acquisition price: $0.00.
- Sale: 3,412 shares disposed, weighted avg price $9.06, proceeds $30,913; per the filing prices ranged $9.00–$9.22.
- Shares owned after transaction: Not specified in the provided filing.
- Notable footnotes:
- RSUs vest in equal annual installments of 1/3 each, beginning one year after grant (F1).
- The 3,412-share sale was to satisfy tax withholding upon RSU vesting; sale was automatic, not a discretionary trade (F2).
- Weighted-average price and price range disclosed; reporting person can provide per-price breakdown on request (F3).
- The derivative award follows a vesting schedule (25% after 1 year, then 6.25% quarterly) (F4).
Context
- The grants are awards (not open-market purchases) and represent future contingent rights to shares (RSUs and an option-style award) that vest over time; they are not immediate cash investments by the insider.
- The sale was a tax-withholding sale tied to vesting and should not be interpreted as an independent bearish signal. Purchases are generally more informative about insider sentiment than routine tax-related sales.
Insider Transaction Report
Form 4
uniQure N.V.QURE
Potts Jeannette
Chief Legal Officer
Transactions
- Award
Ordinary Shares
[F1]2026-03-04+35,400→ 141,895 total - Sale
Ordinary Shares
[F2][F3]2026-03-04$9.06/sh−3,412$30,913→ 138,483 total - Award
Stock Option (Right to Buy)
[F4]2026-03-04+57,200→ 57,200 totalExercise: $9.04Exp: 2036-03-04→ Ordinary Shares (57,200 underlying)
Footnotes (4)
- [F1]Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in equal annual installments of 1/3 each, beginning on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such dates.
- [F2]The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.00 to $9.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
- [F4]The Stock Option vests 25% on the first anniversary of the date of grant, and 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates.
Signature
/s/ Christian Klemt, Attorney-in-Fact|2026-03-06