4Filed Sep 24, 8:00 PM ET
DoubleLine Yield Opportunities Fund VP Jeffrey J. Sherman Buys 10,000 Shares
$DLY · DoubleLine Yield Opportunities FundResearch Summary
AI-generated summary of this SEC filing
DoubleLine Yield Opportunities Fund VP Jeffrey J. Sherman Buys 10,000 Shares
What Happened Jeffrey J. Sherman, Vice President of DoubleLine Yield Opportunities Fund (DLY), purchased 10,000 common shares on 2026-09-24. The filing reports a weighted-average price of $13.03 per share, for a total reported cost of approximately $130,300. This was a purchase transaction (code P), which is typically viewed as a direct acquisition rather than a sale.
Key Details
- Transaction date: 2026-09-24; filing date: 2026-09-25 (filed promptly).
- Price: weighted average $13.03 per share; purchases occurred at prices ranging from $13.0199 to $13.0304 per share (see footnote).
- Shares acquired: 10,000; reported total value ≈ $130,300.
- Shares owned after transaction: Not disclosed in the summary provided in your request.
- Footnote: The reported price is a weighted average; the reporting person will provide a breakdown of purchases at each price within the stated range upon request to the Fund, shareholders, or the SEC staff.
- No indication in the filing of a 10b5-1 plan, tax-withholding disposition, gift, or option exercise.
Context Purchases by insiders can be more informative than sales because they represent a personal cash outlay; however, insider buys do not guarantee future performance. This filing documents an open-market acquisition of common shares by a company officer and appears to have been reported in a timely manner.