Grollman William G 4
4 · JAPAN SMALLER CAPITALIZATION FUND INC · Filed Jun 14, 2006
Insider Transaction Report
Form 4
Grollman William G
Director
Transactions
- Sale
Common Stock
2006-04-05$17.62/sh−400$7,048→ 0 total(indirect: By Spouse) - Sale
Common Stock
2006-04-05$17.63/sh−600$10,578→ 400 total(indirect: By Spouse) - Purchase
Common Stock
2006-01-17$15.80/sh+1,000$15,800→ 1,000 total(indirect: By Spouse)
Footnotes (1)
- [F1]The reporting person's spouse's sale of Japan Smaller Capitalization Fund, Inc. (the "Fund")'s common stock represented herein was mactchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's spouse's purchase of 1,000 shares of the Fund's common stock at a price of $15.80 per share on January 17, 2006. The reporting person has paid to the Fund $1,825.45, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.