4//SEC Filing
Grollman William G 4
Accession 0000905148-06-004416
CIK 0000859796other
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 5:09 PM ET
Size
10.2 KB
Accession
0000905148-06-004416
Insider Transaction Report
Form 4
Grollman William G
Director
Transactions
- Sale
Common Stock
2006-04-05$17.62/sh−400$7,048→ 0 total(indirect: By Spouse) - Sale
Common Stock
2006-04-05$17.63/sh−600$10,578→ 400 total(indirect: By Spouse) - Purchase
Common Stock
2006-01-17$15.80/sh+1,000$15,800→ 1,000 total(indirect: By Spouse)
Footnotes (1)
- [F1]The reporting person's spouse's sale of Japan Smaller Capitalization Fund, Inc. (the "Fund")'s common stock represented herein was mactchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,000 shares, with the reporting person's spouse's purchase of 1,000 shares of the Fund's common stock at a price of $15.80 per share on January 17, 2006. The reporting person has paid to the Fund $1,825.45, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
Documents
Issuer
JAPAN SMALLER CAPITALIZATION FUND INC
CIK 0000859796
Entity typeother
Related Parties
1- filerCIK 0001365646
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 5:09 PM ET
- Size
- 10.2 KB