BIOLASE, INC 4
4 · BIOLASE, INC · Filed Mar 23, 2017
Insider Transaction Report
Form 4
BIOLASE, INCBIOL
Flynn Harold C Jr.
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2017-02-18+29,761→ 96,720 total - Exercise/Conversion
Restricted Stock Unit
2017-02-18−29,761→ 1,435,000 total→ Common Stock (29,761 underlying)
Holdings
- 35,400(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- [F2]The common stock is held directly by the Flynn Living Trust (the "Trust"). Mr. Flynn serves as a co-trustee to the Trust and his daughter is the beneficiary of the Trust.
- [F3]On February 26, 2016, the reporting person was granted 59,523 restricted stock units, of which 29,762 vested on March 26, 2016 and the remaining half vested on February 18, 2017.