4//SEC Filing
Schuler Henri George 4
Accession 0000905148-18-000588
CIK 0000926617other
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 5:28 PM ET
Size
22.2 KB
Accession
0000905148-18-000588
Insider Transaction Report
Form 4
VERMILLION, INC.VRML
Schuler Henri George
10% Owner
Transactions
- Conversion
Common Stock, par value $0.001
2018-06-21$1.00/sh+245,800$245,800→ 1,253,177 total(indirect: By Children) - Conversion
Series B Convertible Preferred Stock (Right to Buy)
2018-06-21−2,459→ 0 total(indirect: By Trust)Exercise: $1.00From: 2018-06-21→ Common Stock (245,900 underlying) - Conversion
Series B Convertible Preferred Stock (Right to Buy)
2018-06-21−547→ 0 total(indirect: By Trust)Exercise: $1.00From: 2018-06-21→ Common Stock (54,700 underlying) - Conversion
Series B Convertible Preferred Stock (Right to Buy)
2018-06-21−2,458→ 2,458 total(indirect: By Trust)Exercise: $1.00From: 2018-06-21→ Common Stock (245,800 underlying) - Conversion
Common Stock, par value $0.001
2018-06-21$1.00/sh+245,900$245,900→ 3,797,057 total(indirect: By Trust) - Conversion
Series B Convertible Preferred Stock (Right to Buy)
2018-06-21−2,458→ 0 total(indirect: By Children)Exercise: $1.00From: 2018-06-21→ Common Stock (245,800 underlying) - Conversion
Common Stock, par value $0.001
2018-06-21$1.00/sh+245,800$245,800→ 3,796,957 total(indirect: By Trust) - Conversion
Common Stock, par value $0.001
2018-06-21$1.00/sh+54,700$54,700→ 1,040,068 total(indirect: By Trust)
Holdings
- 26,000(indirect: By Spouse)
Common Stock, par value $0.001
- 141,304(indirect: By Seascape Partners L.P.)
Common Stock, par value $0.001
Footnotes (8)
- [F1]These shares of Common Stock ("Shares") and Series B Convertible Preferred Stock ("Preferred Stock") are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust.
- [F2]These Shares and Preferred Stock are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
- [F3]These Shares and Preferred Stock are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
- [F4]These Shares and Preferred Stock are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
- [F5]These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
- [F6]The reporting person disclaims beneficial ownership of these Shares and Preferred Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F7]On June 21, 2018, as a result of receipt of the Requisite Stockholder Approval (defined and described further in the reporting person's amendment to Schedule 13D filed on April 19, 2018), each share of Series B Convertible Preferred Stock ("Preferred Stock") automatically converted into 100 shares of Common Stock, reflecting a conversion price equal to $1.00 per share..
- [F8]The Preferred Stock has no expiration date.
Documents
Issuer
VERMILLION, INC.
CIK 0000926617
Entity typeother
Related Parties
1- filerCIK 0001629151
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 5:28 PM ET
- Size
- 22.2 KB