4//SEC Filing
Anchorage Capital Group, L.L.C. 4
Accession 0000905148-19-000421
CIK 0001580156other
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:47 PM ET
Size
12.0 KB
Accession
0000905148-19-000421
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock, $0.01 par value per share
2019-03-07$7.75/sh−622,320$4,822,980→ 0 total(indirect: By Anchorage Illiquid Opportunities Offshore Master III, L.P.)
Holdings
- 19,330,830(indirect: By Anchorage Capital Master Offshore, Ltd.)
Common Stock, $0.01 par value per share
- 134,740(indirect: By LLC)
Common Stock, $0.01 par value per share
Anchorage Capital Group, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2019-03-07$7.75/sh−622,320$4,822,980→ 0 total(indirect: By Anchorage Illiquid Opportunities Offshore Master III, L.P.)
Holdings
- 19,330,830(indirect: By Anchorage Capital Master Offshore, Ltd.)
Common Stock, $0.01 par value per share
- 134,740(indirect: By LLC)
Common Stock, $0.01 par value per share
Anchorage Advisors Management, LLC
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2019-03-07$7.75/sh−622,320$4,822,980→ 0 total(indirect: By Anchorage Illiquid Opportunities Offshore Master III, L.P.)
Holdings
- 19,330,830(indirect: By Anchorage Capital Master Offshore, Ltd.)
Common Stock, $0.01 par value per share
- 134,740(indirect: By LLC)
Common Stock, $0.01 par value per share
Ulrich Kevin Michael
10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share
2019-03-07$7.75/sh−622,320$4,822,980→ 0 total(indirect: By Anchorage Illiquid Opportunities Offshore Master III, L.P.)
Holdings
- 19,330,830(indirect: By Anchorage Capital Master Offshore, Ltd.)
Common Stock, $0.01 par value per share
- 134,740(indirect: By LLC)
Common Stock, $0.01 par value per share
Footnotes (3)
- [F1]Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master III, L.P., and PCI Fund LLC. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the senior managing member of Anchorage Advisors Management, L.L.C.
- [F2]Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]Anchorage Illiquid Opportunities Offshore Master III, L.P. is in the process of selling or otherwise resolving investments in preparation for the formal liquidation pursuant to its governing documents and the transaction reported herein was effected in connection with such process.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001300714
Filing Metadata
- Form type
- 4
- Filed
- Mar 7, 7:00 PM ET
- Accepted
- Mar 8, 4:47 PM ET
- Size
- 12.0 KB