4//SEC Filing
Schuler Henri George 4
Accession 0000905148-19-000669
CIK 0000926617other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:37 PM ET
Size
21.3 KB
Accession
0000905148-19-000669
Insider Transaction Report
Form 4
VERMILLION, INC.VRML
Schuler Henri George
10% Owner
Transactions
- Gift
Common Stock, par value $0.001
2019-03-08−520,035→ 520,033 total(indirect: By Trust) - Gift
Common Stock, par value $0.001
2019-03-08−520,033→ 0 total(indirect: By Trust) - Gift
Warrants (Right to buy)
2019-02-07−182,536→ 182,536 total(indirect: By Trust)Exercise: $1.80From: 2017-08-17Exp: 2022-02-17→ Common Stock (182,536 underlying) - Gift
Warrants (Right to buy)
2019-02-07−182,536→ 0 total(indirect: By Trust)Exercise: $1.80From: 2017-08-17Exp: 2022-02-17→ Common Stock (182,536 underlying) - Purchase
Common Stock, par value $0.001
2019-06-28$0.80/sh+2,250,000$1,800,000→ 6,047,057 total(indirect: By Trust) - Purchase
Common Stock, par value $0.001
2019-06-28$0.80/sh+2,250,000$1,800,000→ 6,046,957 total(indirect: By Trust) - Purchase
Common Stock, par value $0.001
2019-06-28$0.80/sh+250,000$200,000→ 1,503,177 total(indirect: By Children)
Holdings
- 26,000(indirect: By Spouse)
Common Stock, par value $0.001
- 365,072(indirect: By Trust)
Warrants (Right to buy)
Exercise: $1.80From: 2017-08-17Exp: 2022-02-17→ Common Stock (365,072 underlying) - 365,072(indirect: By Trust)
Warrants (Right to buy)
Exercise: $1.80From: 2017-08-17Exp: 2022-02-17→ Common Stock (365,072 underlying) - 141,304(indirect: By Seascape Partners L.P.)
Common Stock, par value $0.001
Footnotes (6)
- [F1]These shares of Common Stock ("Shares") and warrants to acquire Shares ("Warrants") are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust.
- [F2]These Shares and Warrants are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust.
- [F3]These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust.
- [F4]These Shares are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC.
- [F5]These Shares are directly owned by Seascape Partners L.P., a family limited partnership. H. George Schuler is the manager of Seascape Partners L.P.
- [F6]The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
VERMILLION, INC.
CIK 0000926617
Entity typeother
Related Parties
1- filerCIK 0001629151
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:37 PM ET
- Size
- 21.3 KB