Home/Filings/3/0000905148-21-000109
3//SEC Filing

SPECIAL SITUATIONS INVESTING GROUP II, LLC 3

Accession 0000905148-21-000109

CIK 0001110611other

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 7:32 PM ET

Size

25.5 KB

Accession

0000905148-21-000109

Insider Transaction Report

Form 3
Period: 2021-02-02
Holdings
  • Class B-1 Preferred Stock

    (indirect: See footnotes)
    Common Stock (2,310,067 underlying)
  • Class B Preferred Stock

    (indirect: See footnotes)
    Common Stock (3,233,851 underlying)
Holdings
  • Class B-1 Preferred Stock

    (indirect: See footnotes)
    Common Stock (2,310,067 underlying)
  • Class B Preferred Stock

    (indirect: See footnotes)
    Common Stock (3,233,851 underlying)
Holdings
  • Class B Preferred Stock

    (indirect: See footnotes)
    Common Stock (3,233,851 underlying)
  • Class B-1 Preferred Stock

    (indirect: See footnotes)
    Common Stock (2,310,067 underlying)
Footnotes (5)
  • [F1]This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), GSSG Holdings LLC ("GSSG"), and Special Situations Investing Group II, LLC ("SSIG") (together, the "Reporting Persons"). GSSG is a wholly owned subsidiary of GS Group, and SSIG is a wholly owned subsidiary of GSSG.
  • [F2]GS Group may be deemed to beneficially own indirectly, in the aggregate, 3,233,851 shares of Class B Preferred Stock, par value $0.001 per share ("Class B Preferred Stock") of ON24, Inc. (the "Issuer") by reason of the direct or indirect beneficial ownership of such shares as follows: 3,233,851 shares of Class B Preferred Stock held by SSIG.
  • [F3]GS Group may be deemed to beneficially own indirectly, in the aggregate, 2,310,067 shares of Class B-1 Preferred Stock, par value $0.001 per share ("Class B-1 Preferred Stock") of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: 2,310,067 shares of Class B-1 Preferred Stock held by SSIG.
  • [F4]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interests in, such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
  • [F5]The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date. The shares of convertible preferred stock will automatically convert on a 1-for-1 basis into shares of the Issuer's common stock upon the closing of the Issuer's initial public offering

Issuer

ON24 INC

CIK 0001110611

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001786430

Filing Metadata

Form type
3
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 7:32 PM ET
Size
25.5 KB