4//SEC Filing
JACKSON REX S 4
Accession 0000905148-23-000909
CIK 0001777393other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 8:39 PM ET
Size
13.1 KB
Accession
0000905148-23-000909
Insider Transaction Report
Form 4
JACKSON REX S
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-09-08$0.56/sh+1,476,060$826,594→ 2,546,351 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-09-08−1,476,060→ 0 totalExercise: $0.56Exp: 2028-07-06→ Common Stock (1,476,060 underlying) - Sale
Common Stock
2023-09-08$5.84/sh−556,255$3,246,193→ 1,990,096 total - Award
Common Stock
2023-09-08$4.86/sh+264$1,284→ 1,990,360 total - Sale
Common Stock
2023-09-11$5.73/sh−15$86→ 1,990,345 total
Holdings
- 197,335(indirect: By Trust)
Common Stock
Footnotes (8)
- [F1]These shares were sold in connection with a cashless exercise of, and to cover tax obligations related to, the exercised option reported herein.
- [F2]Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.72 to $6.025. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- [F3]The shares were acquired under the Issuer's Employee Stock Purchase Plan (the "ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- [F4]The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.
- [F5]Represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the acquisition of shares acquired under the ESPP.
- [F6]The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.
- [F7]The Stock Option is fully vested.
- [F8]The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.
Documents
Issuer
ChargePoint Holdings, Inc.
CIK 0001777393
Entity typeother
Related Parties
1- filerCIK 0001249803
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 8:39 PM ET
- Size
- 13.1 KB