Schwartz Todd G. 4

4 · OppFi Inc. · Filed Mar 3, 2026

AI-generated summary of this filing

Updated Mar 3, 2026

OppFi (OPFI) CEO Todd G. Schwartz Surrenders 10,000 Shares

What Happened

Todd G. Schwartz, Chief Executive Officer of OppFi, reported a disposition to the issuer on Feb 27, 2026 in which 10,000 shares of Class V common stock were surrendered/cancelled. The reported transaction price was $0.00, resulting in $0 proceeds (disposition type "D").

Key Details

Transaction date: 2026-02-27; Form 4 filed: 2026-03-03 (reporting the Feb 27 transaction).
Shares disposed: 10,000 Class V common shares at $0.00 per share; total reported proceeds $0.
Shares owned after transaction: not specified in the provided filing excerpt.
Footnote highlights:
- F1: Class V common stock are voting, non-economic interests (one vote per share; no economic rights).
- F2: The shares were surrendered and cancelled in connection with an exchange of LLC units by other members of Opportunity Financial (an internal reorganization/issuance process).
- F3: The Class V shares are held by OppFi Shares, LLC (OFS), which is owned by a trust for which Mr. Schwartz is trustee; he disclaims beneficial ownership except for any pecuniary interest.
Filing timeliness: Form 4 reported the Feb 27 transaction on Mar 3, 2026. (Form 4s are generally due within two business days of the transaction.)

Context

This was not an open-market sale for cash but a surrender/cancellation of voting-only Class V shares related to an internal exchange process — it does not directly indicate a typical insider selling shares for personal proceeds.
Because Class V shares are described as voting, non-economic interests, the transaction primarily affects voting units rather than economic exposure; Mr. Schwartz also disclaims beneficial ownership of the shares held by OFS except to the extent of any pecuniary interest.

Form 4

Period: 2026-02-27

DirectorChief Executive Officer10% Owner

Transactions

Disposition to Issuer
Class V Common Stock
[F1][F2][F3]
2026-02-27−10,000→ 58,688,241 total(indirect: By LLC)

Footnotes (3)

[F1]Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.
[F2]Reflects the surrender and cancellation of shares of Class V Common Stock to the issuer in connection with the exchange of Class A common units of Opportunity Financial, LLC ("Opportunity Financial") by members thereof, other than the reporting person, for shares of Class A common stock, par value $0.0001 per share, of the issuer pursuant to the exchange provisions of the Third Amended and Restated Limited Liability Company Agreement of Opportunity Financial.
[F3]The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.

Signature

/s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz|2026-03-03

1 file