UL Solutions Inc.·4

Mar 3, 5:07 PM ET

Uggetti Alberto 4

4 · UL Solutions Inc. · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

ULS EVP & CCO Alberto Uggetti Exercises Options, Surrenders Shares

What Happened

  • Alberto Uggetti, EVP & Chief Commercial Officer of UL Solutions Inc. (ULS), exercised stock options to acquire 4,374 shares on 2026-03-01. The exercise price paid was $13.15 per share for a total cash outlay of $57,518.
  • To satisfy tax withholding, 1,589 of the newly issued shares were surrendered/withheld at an implied price of $83.97 per share, totaling $133,428. After withholding, Uggetti received a net 2,785 shares.
  • Transaction codes: M = option exercise/conversion; F = payment of exercise price or tax liability (share withholding).

Key Details

  • Transaction date: 2026-03-01; Filing date: 2026-03-03 (timely).
  • Exercise: 4,374 shares @ $13.15 = $57,518 (cash paid).
  • Withholding/tax: 1,589 shares @ $83.97 = $133,428 (surrendered/withheld).
  • Net shares issued to insider: 2,785 (4,374 − 1,589).
  • Shares owned after transaction: not specified in the filing.
  • No 10b5-1 plan or other footnotes were indicated in the transaction details provided.

Context

  • This was an option exercise with shares withheld to cover tax obligations (a common "net" or cashless-style settlement). Such exercises are routine and reflect option vesting/exercise decisions rather than an open-market purchase or sale indicating a directional bet.

Insider Transaction Report

Form 4
Period: 2026-03-01
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2026-03-01$13.15/sh+4,374$57,51814,419 total
  • Tax Payment

    Class A Common Stock

    2026-03-01$83.97/sh1,589$133,42812,830 total
  • Exercise/Conversion

    Stock Appreciation Right

    2026-03-014,3740 total
    Exercise: $13.15From: 2024-03-01Exp: 2026-03-01Class A Common Stock (4,374 underlying)
Signature
/s/ Ryan Robinson, Attorney-in-Fact|2026-03-03

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4