SCHWARTZ THEODORE G 4

What Happened

• Theodore G. Schwartz, reported as a 10% owner of OppFi Inc. (OPFI), received a grant of 16,843 restricted stock units (RSUs) on 2026-06-09. The securities were reported at $0.00 per unit (award/grant), so the filing lists $0 in consideration.
• Each RSU represents a contingent right to one share of OppFi Class A common stock and will vest 100% on the earlier of (i) the one-year anniversary of the grant or (ii) the next annual meeting of stockholders, subject to continued service and the terms of the company’s 2021 Equity Incentive Plan. This is a compensation award rather than an open-market purchase or sale.

Key Details

• Transaction date: 2026-06-09; filing date: 2026-06-10 (timely filing).
• Transaction type: A = Award/Grant (16,843 RSUs) reported at $0.00 per unit (total consideration shown as $0).
• Shares owned after transaction: Not stated in the filing.
• Footnote highlights: F1 — RSUs vest per the schedule above under the 2021 Equity Incentive Plan. F2 — Schwartz is manager of the general partner of LTHS Capital Group LP and may be deemed to beneficially own securities held by that entity but disclaims beneficial ownership except for his pecuniary interest.
• Not reported as part of a 10b5-1 plan or as a sale/purchase; no tax-withholding sale noted.

Context

• RSU grants are compensation awards and do not represent an immediate cash purchase or sale; they convert to actual shares only upon vesting (which may have tax implications at that time).
• As a reported 10% owner through an investment vehicle, this filing is more institutional/ownership reporting than a typical executive open-market trade and should be interpreted as a grant under the company’s equity plan rather than a market sentiment indicator.