Revolution Lighting Technologies, Inc. 4
4 · Revolution Lighting Technologies, Inc. · Filed Aug 29, 2014
Insider Transaction Report
Form 4
DePalma James
Director10% Owner
Transactions
- Purchase
Common Stock, par value, $0.001 per share
2014-08-28$2.10/sh+25,000$52,500→ 275,000 total
Holdings
- 46,953,692(indirect: By limited liability company)
Common Stock, par value, $0.001 per share
Footnotes (1)
- [F1]As of August 28, 2014, RVL 1 LLC ("RVL") held directly 46,153,692 shares of shares of common stock (the "Common Stock"). As of August 28, 2014, Aston Capital, LLC ("Aston") held directly 800,000 shares of restricted stock. Aston is the managing member of RVL. James A. DePalma is an officer of RVL and a member and officer of Aston and possesses the power to vote and to direct the disposition of the securities of the Company beneficially owned by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest.