4//SEC Filing
CHIASMA, INC 4
Accession 0000905718-15-000630
CIK 0001339469operating
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 4:27 PM ET
Size
16.8 KB
Accession
0000905718-15-000630
Insider Transaction Report
Form 4
CHIASMA, INCCHMA
Miles Vincent J
Director10% Owner
Transactions
- Conversion
Series E Convertible Preferred Stock
2015-07-15−438,020→ 0 total(indirect: See Note)→ Common Stock (438,020 underlying) - Conversion
Warrants (Right to Purchase)
2015-07-15−109,504→ 0 total(indirect: See Note)→ Common Stock (109,504 underlying) - Conversion
Common Stock
2015-07-15+2,600,741→ 2,600,741 total(indirect: See Note) - Conversion
Series D' Convertible Preferred Stock
2015-07-15−1,642,575→ 0 total(indirect: See Note)→ Common Stock (1,642,575 underlying) - Conversion
Warrants (Right to Purchase)
2015-07-15−410,642→ 0 total(indirect: See Note)→ Common Stock (410,642 underlying)
Footnotes (5)
- [F1]Upon the closing of the Issuer's initial public offering, each share of Series D' Convertible Preferred Stock and Series E Convertible Stock automatically converted into Common Stock on a 1-for-9.132 (after reverse stock split) basis without payment of further consideration.
- [F2]Reflects a 1-for-9.132 reverse stock split effected on June 30, 2015.
- [F3]The shares are held by Abingworth Bioventures V, LP ("Abingworth"). Abingworth Bioventures V GP LP ("Abingworth GP") serves as the general partner of Abingworth. Abingworth General Partner V LLP, serves as the general partner of Abingworth GP. Abingworth (acting by its general partner Abingworth GP, acting by its general partner Abingworth General Partner V LLP) has delegated to Abingworth LLP, all investment and dispositive power over the securities held by Abingworth. The reporting person holds the reported securities indirectly through Abingworth. The reporting person disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person, Abingworth or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]Abingworth had the right to purchase shares of the Issuer's Common Stock under the Series D' Convertible Preferred Stock Purchase Agreement at a price of $0.09, which right to purchase ceased to be exercisable upon the closing of the Issuer's initial public offering. Upon the closing of the Issuer's initial public offering, each Warrant automatically converted into Common Stock on a 1-for-9.132 basis (without payment of further consideration and with no expiration date).
- [F5]Abingworth had the right to purchase shares of the Issuer's Common Stock under the Series E Convertible Preferred Stock Purchase Agreement at a price of $9.13, which right to purchase ceased to be exercisable upon the closing of the Issuer's initial public offering. Upon the closing of the Issuer's initial public offering, each Warrant automatically converted into Common Stock on a 1-for-9.132 basis (without payment of further consideration and with no expiration date).
Documents
Issuer
CHIASMA, INC
CIK 0001339469
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001339469
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 4:27 PM ET
- Size
- 16.8 KB