Revolution Lighting Technologies, Inc.·4

Dec 10, 8:24 AM ET

Revolution Lighting Technologies, Inc. 4

4 · Revolution Lighting Technologies, Inc. · Filed Dec 10, 2015

Insider Transaction Report

Form 4
Period: 2015-12-09
LAPENTA ROBERT V
Director10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.001 per share

    2015-12-09$0.90/sh+25,000$22,605200,000 total
Holdings
  • Common Stock, par value $0.001 per share

    (indirect: By limited liability company)
    83,253,863
Footnotes (1)
  • [F1]As of December 9, 2015, RVL 1 LLC ("RVL") held directly 82,453,863 shares of the Issuer's common stock. As of December 9, 2015, Aston Capital, LLC ("Aston") held directly 800,000 shares of the Issuer's restricted common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.

Documents

1 file
  • 4
    lapenta_fm4dec92015.xmlPrimary

    OWNERSHIP DOCUMENT