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4//SEC Filing

Revolution Lighting Technologies, Inc. 4

Accession 0000905718-16-001407

CIK 0000917523operating

Filed

May 12, 8:00 PM ET

Accepted

May 13, 5:48 PM ET

Size

6.2 KB

Accession

0000905718-16-001407

Insider Transaction Report

Form 4
Period: 2016-05-12
Basil Robert A. Jr.
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.001 per share

    2016-05-12+250,0008,575,386 total(indirect: By limited liability company)
Footnotes (3)
  • [F1]On May 12, 2016, the Issuer's Board of Directors approved a grant of 250,000 shares of restricted common stock, par value $0.001 per share, to Aston Capital, LLC ("Aston") with equal vesting over three years and with the first such vesting date being May 12, 2017.
  • [F2]As adjusted for the one-for-ten reverse split of the Issuer's common stock effective as of March 11, 2016.
  • [F3]As of May 12, 2016, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of May 12, 2016, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert A. Basil, Jr. is an officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. Basil, Jr.'s interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.

Issuer

Revolution Lighting Technologies, Inc.

CIK 0000917523

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000917523

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 5:48 PM ET
Size
6.2 KB