LAPENTA ROBERT V 4
4 · Revolution Lighting Technologies, Inc. · Filed Jan 22, 2018
Insider Transaction Report
Form 4
LAPENTA ROBERT V
Director10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2018-01-18$3.04/sh+22,956$69,786→ 72,956 total - Purchase
Common Stock, par value, $0.001 per share
2018-01-19$3.17/sh+2,044$6,479→ 75,000 total
Holdings
- 8,575,386(indirect: By limited liability company)
Common Stock, par value $0.001 per share
Footnotes (1)
- [F1]As of January 22, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of January 22, 2018, Aston Capital, LLC ("Aston") held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.