4//SEC Filing
LAPENTA ROBERT V 4
Accession 0000905718-18-000273
CIK 0000917523other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 8:47 PM ET
Size
6.7 KB
Accession
0000905718-18-000273
Insider Transaction Report
Form 4
LAPENTA ROBERT V
Director10% Owner
Transactions
- Purchase
Common Stock, par value, $0.001 per share
2018-02-21$3.48/sh+25,000$87,000→ 975,000 total
Holdings
- 8,575,386(indirect: By limited liability company)
Common Stock, par value, $0.001 per share
Footnotes (2)
- [F1]As of January 31, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of January 31, 2018, Aston Capital, LLC ("Aston") held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Robert V. LaPenta is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. LaPenta's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.
- [F2]This transaction was executed in multiple trades at prices ranging from $3.27 to $3.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
Revolution Lighting Technologies, Inc.
CIK 0000917523
Entity typeother
Related Parties
1- filerCIK 0001217902
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 8:47 PM ET
- Size
- 6.7 KB