Home/Filings/4/0000905718-18-000344
4//SEC Filing

Allorto Richard T JR 4

Accession 0000905718-18-000344

CIK 0001611110other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 9:34 PM ET

Size

5.8 KB

Accession

0000905718-18-000344

Insider Transaction Report

Form 4
Period: 2018-03-28
Allorto Richard T JR
Chief Financial Officer
Transactions
  • Award

    Medley LLC Units

    2018-03-28+70,000776,061 total
    Common Stock (70,000 underlying)
Footnotes (1)
  • [F1]Reporting Person is an existing member and holds Class A Units of Medley LLC ("Medley LLC Units"). In connection with Reporting Person's services, on March 28, 2018, Reporting Person was granted 70,000 restricted Medley LLC Units. Pursuant to the Exchange Agreement dated September 23, 2014, among Issuer, Medley LLC and the holders of Medley LLC Units (the "Exchange Agreement"), each vested Medley LLC Unit may be exchanged for one share of Common Stock. These restricted Medley LLC Units vest annually in three equal installments commencing January 1, 2021.

Issuer

MEDLEY MANAGEMENT INC.

CIK 0001611110

Entity typeother

Related Parties

1
  • filerCIK 0001395260

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 9:34 PM ET
Size
5.8 KB