Home/Filings/3/0000905718-18-000687
3//SEC Filing

Medalist Partners LP 3

Accession 0000905718-18-000687

CIK 0001682149other

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 4:44 PM ET

Size

11.2 KB

Accession

0000905718-18-000687

Insider Transaction Report

Form 3
Period: 2018-07-27
Holdings
  • Warrant (Right to Buy)

    (indirect: See footnote)
    Exercise: $3.00Exp: 2023-06-14Common Stock (18,520 underlying)
  • Warrant (Right to Buy)

    (indirect: See footnote)
    Exercise: $3.00Exp: 2023-06-28Common Stock (541,668 underlying)
  • Warrant (Right to Buy)

    (indirect: See footnote)
    Exercise: $3.60Exp: 2023-11-30Common Stock (222,222 underlying)
  • Warrant (Right to Buy)

    (indirect: See footnote)
    Exercise: $3.00Exp: 2023-04-20Common Stock (92,600 underlying)
  • Warrant (Right to Buy)

    (indirect: See footnote)
    Exercise: $3.00Exp: 2023-06-25Common Stock (69,450 underlying)
  • Common Stock

    (indirect: See footnote)
    1,970,348
Footnotes (2)
  • [F1]These securities of Summit Semiconductor, Inc. (the "Company") are held in equal portions by Medalist Partners Harvest Master Fund, Ltd. and Medalist Partners Opportunity Master Fund A, L.P. (together, the "Medalist Funds"), each of which is managed by Medalist Partners LP ("Medalist"). Medalist does not individually hold or otherwise beneficially own any of these securities. Each of the Medalist Funds has delegated to Medalist the power to vote and the power to direct the disposition of these securities held by the Medalist Funds. Medalist disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein
  • [F2]These warrants are currently exercisable but contain a provision prohibiting exercise to the extent that the holder, together with its affiliates, would beneficially own in excess of 9.99% of the number of shares of the Company's common stock outstanding immediately after giving effect to such exercise, subject to increase or decrease upon prior written notice to the Company, in the case of any increase, of not less than 61 days.

Issuer

Summit Semiconductor Inc.

CIK 0001682149

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001748321

Filing Metadata

Form type
3
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 4:44 PM ET
Size
11.2 KB