4//SEC Filing
DePalma James 4
Accession 0000905718-18-000712
CIK 0000917523other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 7:44 AM ET
Size
9.8 KB
Accession
0000905718-18-000712
Insider Transaction Report
Form 4
DePalma James
Director10% Owner
Transactions
- Other
Common Stock, par value $0.001 per share
2018-08-03$3.04/sh+1,100,000$3,344,000→ 9,675,386 total(indirect: By limited liability company) - Other
Common Stock, par value $0.001 per share
2018-08-03$3.04/sh+100,000$304,000→ 315,000 total - Other
Common Stock, par value $0.001 per share
2018-08-03$3.04/sh−1,100,000$3,344,000→ 8,575,386 total(indirect: By limited liability company)
Footnotes (3)
- [F1]Represents shares issued to Aston Capital, LLC ("Aston") in exchange for cancellation of debt plus interest in the amount of $3,344,000 owed to Aston by the issuer pursuant to a promissory note dated June 30, 2018.
- [F2]As of August 6, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. As of August 6, 2018, Aston held directly 330,000 shares of the Issuer's common stock. Aston is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. James A. DePalma is a member and officer of RVL and a member and officer of Aston and may be deemed to beneficially own the securities of the Issuer held by RVL and Aston. Mr. DePalma's interest in the securities reported herein is limited to the extent of his pecuniary interest, if any.
- [F3]On August 3, 2018, Aston transferred 1,100,000 shares of the Issuer's common stock to certain of its members, including 100,000 shares to Mr. DePalma.
Documents
Issuer
Revolution Lighting Technologies, Inc.
CIK 0000917523
Entity typeother
Related Parties
1- filerCIK 0001347872
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 7:44 AM ET
- Size
- 9.8 KB