Aston Capital, LLC 4
4 · Revolution Lighting Technologies, Inc. · Filed Aug 6, 2018
Insider Transaction Report
Form 4
Aston Capital LLC
10% Owner
Transactions
- Other
Common Stock, par value $0.001 per share
2018-08-03$3.04/sh+1,100,000$3,344,000→ 1,430,000 total - Other
Common Stock, par value $0.001 per share
2018-08-03$3.04/sh−1,100,000$3,344,000→ 330,000 total
Holdings
- 8,245,386(indirect: By limited liability company)
Common Stock, par value $0.001 per share
Footnotes (3)
- [F1]As of August 6, 2018, RVL 1 LLC ("RVL") held directly 8,245,386 shares of the Issuer's common stock. Aston Capital, LLC ("Aston") is the managing member of RVL and may be deemed to possess the power to vote and to direct the disposition of the securities of the Issuer beneficially owned by RVL and may be deemed to beneficially own such securities. Aston's interest in the securities reported herein is limited to the extent of its pecuniary interest, if any.
- [F2]Represents shares issued to Aston in exchange for cancellation of debt plus interest in the amount of $3,344,000 owed to Aston by the issuer pursuant to a promissory note dated June 30, 2018.
- [F3]On August 3, 2018, Aston transferred 1,100,000 shares of the Issuer's common stock to certain of its members.