4//SEC Filing
Fredericks John D. 4
Accession 0000905718-20-000732
CIK 0001611110other
Filed
Jul 6, 8:00 PM ET
Accepted
Jul 7, 4:11 PM ET
Size
5.9 KB
Accession
0000905718-20-000732
Insider Transaction Report
Form 4
Fredericks John D.
General Counsel
Transactions
- Award
Medley LLC Units
2020-07-06+92,230→ 989,561 total→ Class A Common Stock (92,230 underlying)
Footnotes (1)
- [F1]Reporting Person is an existing member and holds Class A Units of Medley LLC ("Medley LLC Units"). In connection with Reporting Person's services, on July 6, 2020, Reporting Person was granted 92,230 restricted Medley LLC Units. Pursuant to the Exchange Agreement dated September 23, 2014, among the Issuer, Medley LLC and the holders of Medley LLC Units (the "Exchange Agreement"), each vested Medley LLC Unit may be exchanged for one share of Class A Common Stock. Subject to customary acceleration provisions, these restricted Medley LLC Units vest annually in three equal installments commencing January 18, 2021, subject to continued employment on each vesting date.
Documents
Issuer
MEDLEY MANAGEMENT INC.
CIK 0001611110
Entity typeother
Related Parties
1- filerCIK 0001599314
Filing Metadata
- Form type
- 4
- Filed
- Jul 6, 8:00 PM ET
- Accepted
- Jul 7, 4:11 PM ET
- Size
- 5.9 KB