4//SEC Filing
Taube Brook 4
Accession 0000905718-21-000069
CIK 0001611110other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 4:06 PM ET
Size
7.6 KB
Accession
0000905718-21-000069
Insider Transaction Report
Form 4
Taube Brook
DirectorSee Remarks
Transactions
- Conversion
Class A Common Stock
2021-01-19+999,999→ 999,999 total(indirect: By LLC) - Conversion
Medley LLC Units
2021-01-19−999,999→ 0 total(indirect: By LLC)→ Class A Common Stock (999,999 underlying)
Footnotes (2)
- [F1]Each Class A Unit of Medley LLC ("Medley LLC Unit") was exchanged for one share of Class A Common Stock of Medley Management Inc. The Medley LLC Units were convertible at any time on a one-for-one basis and had no expiration date.
- [F2]Shares previously reported as held indirectly by Reporting Person in a limited liability company and a trust, both of which were controlled by Reporting Person. Reporting Person is the Managing Member and owns 98% of Sandy Point LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Documents
Issuer
MEDLEY MANAGEMENT INC.
CIK 0001611110
Entity typeother
Related Parties
1- filerCIK 0001510194
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 4:06 PM ET
- Size
- 7.6 KB