4//SEC Filing
Taube Seth 4
Accession 0000905718-21-000073
CIK 0001611110other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 4:09 PM ET
Size
17.8 KB
Accession
0000905718-21-000073
Insider Transaction Report
Form 4
Taube Seth
DirectorCo-Chief Executive Officer
Transactions
- Conversion
Class A Common Stock
2021-01-19+450,000→ 450,000 total(indirect: By LLC) - Other
Medley LLC Units
2021-01-17−90,909→ 0 total(indirect: By LLC)→ Class A Common Stock (90,909 underlying) - Other
Medley LLC Units
2021-01-18+499,999→ 499,999 total(indirect: By LLC)→ Class A Common Stock (499,999 underlying) - Other
Medley LLC Units
2021-01-17−818,181→ 0 total(indirect: By Trust)→ Class A Common Stock (818,181 underlying) - Other
Medley LLC Units
2021-01-17−90,909→ 0 total(indirect: By LLC)→ Class A Common Stock (90,909 underlying) - Conversion
Medley LLC Units
2021-01-19−450,000→ 49,999 total(indirect: By LLC)→ Class A Common Stock (450,000 underlying)
Footnotes (7)
- [F1]The securities were distributed pursuant to court approval of a marital settlement order for a divorce. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- [F2]Pursuant to the terms of an exchange agreement, each Class A Unit of Medley is exchangeable for one share of Class A Common Stock of Medley Management Inc on a one-for-one basis and have no expiration date.
- [F3]These securities were held by a trust for which the reporting person serves as a trustee.
- [F4]These securities were held by a limited liability company, for which reporting person served as the managing member.
- [F5]These securities were held by a limited liability company, for which reporting person served as the managing member.
- [F6]Subsequent to and in connection with the court approval of a marital settlement agreement for a divorce, all Class A Medley LLC Units were transferred to a trust where reporting person is the sole trustee and beneficiary which trust then contributed the LLC Units to Freedom 2021 LLC.
- [F7]Each Class A Unit of Medley LLC was exchanged for one share of Class A Common Stock of Medley Management Inc. The Medley LLC Units were convertible at any time on a one-for-one basis and had no expiration date.
Documents
Issuer
MEDLEY MANAGEMENT INC.
CIK 0001611110
Entity typeother
Related Parties
1- filerCIK 0001510195
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 4:09 PM ET
- Size
- 17.8 KB