4/A//SEC Filing
Benefit Street Partners LLC 4/A
Accession 0000905718-21-001653
CIK 0001009829other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 1:57 PM ET
Size
10.0 KB
Accession
0000905718-21-001653
Insider Transaction Report
Form 4/AAmended
Benefit Street Partners LLC
10% Owner
Transactions
- Purchase
Series A Senior Preferred Stock
2021-12-15$87.98/sh+40,965$3,604,199→ 145,788 total(indirect: See Footnotes) - Purchase
Common Stock
2021-12-15$10.70/sh+119,884$1,282,759→ 1,476,523 total(indirect: See Footnotes)
Gahan Thomas
10% Owner
Transactions
- Purchase
Series A Senior Preferred Stock
2021-12-15$87.98/sh+40,965$3,604,199→ 145,788 total(indirect: See Footnotes) - Purchase
Common Stock
2021-12-15$10.70/sh+119,884$1,282,759→ 1,476,523 total(indirect: See Footnotes)
Footnotes (2)
- [F1]The reported securities are held by one or more private funds and accounts (the "BSP Funds"). Benefit Street Partners L.L.C. ("BSP") is a registered investment adviser under Section 203 of the Investment Advisers Act of 1940, as amended. BSP, either directly or through one or more affiliated entities, serves as the investment adviser to each of the BSP Funds. Mr. Gahan controls BSP in his role as Chief Executive Officer of BSP's sole managing member. As a result, each of BSP and Mr. Gahan may be deemed to beneficially own the securities held by the BSP Funds. Each reporting person disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]The BSP Funds collectively own a majority of the issued and outstanding shares of the Series A Senior Preferred Stock (the "Preferred Stock") of JAKKS Pacific, Inc. (the "Issuer"). Pursuant to the certificate of designations, as amended, governing the Preferred Stock, holders of the Preferred Stock have the right to vote on certain matters, including election of two directors to the Issuer's board of directors, as a separate class from the Issuer's common stock (the "Common Stock"); however, the Preferred Stock is not convertible into Common Stock. Matthew Winkler, a managing director at BSP, and Lori MacPherson currently serve as BSP's designees to the Issuer's board of directors.
Documents
Issuer
JAKKS PACIFIC INC
CIK 0001009829
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0001543160
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 1:57 PM ET
- Size
- 10.0 KB