Davis Waters S IV 4
4 · Milacron Holdings Corp. · Filed Sep 13, 2017
Insider Transaction Report
Form 4
Davis Waters S IV
Director
Transactions
- Sale
Common Stock
2017-09-12$16.00/sh−11,000$175,948→ 20,935 total - Sale
Common Stock
2017-09-12$15.98/sh−2,500$39,959→ 18,435 total - Exercise/Conversion
Common Stock, par value $0.01 per share ("Common Stock")
2017-09-12$6.64/sh+11,000$73,040→ 31,935 total - Exercise/Conversion
Stock Option (right to buy)
2017-09-12$6.64/sh−11,000$73,040→ 12,953 totalExercise: $6.64Exp: 2023-08-07→ Common Stock (11,000 underlying)
Footnotes (5)
- [F1]Includes 6,064 restricted stock units that represent the right to receive, at settlement, one share of common stock which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, restricted stock units do not include any voting rights.
- [F2]This transaction was executed in multiple trades at prices ranging from $15.9800 to $16.0150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $15.9800 to $15.9950. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, August 7, 2013, and immediately vest upon a change of control.
- [F5]The option was granted on 8/7/2013 and this amount was vested in full as of the transaction date.