Boots Ira G 4
4 · Milacron Holdings Corp. · Filed Dec 6, 2017
Insider Transaction Report
Form 4
Boots Ira G
Director
Transactions
- Exercise/Conversion
Common Stock
2017-12-05$6.64/sh+8,648$57,423→ 8,648 total(indirect: By Trust) - Sale
Common Stock
2017-12-05$18.25/sh−8,648$157,826→ 0 total(indirect: By Trust) - Exercise/Conversion
Stock Option (right to buy)
2017-12-04$6.64/sh−29,950$198,868→ 163,099 total(indirect: By Trust)Exercise: $6.64Exp: 2022-04-30→ Common Stock (29,950 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share ("Common Stock")
2017-12-04$6.64/sh+29,950$198,868→ 29,950 total(indirect: By Trust) - Sale
Common Stock
2017-12-04$18.25/sh−29,950$546,588→ 0 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2017-12-05$6.64/sh+4,479$29,741→ 4,479 total(indirect: By Trust) - Sale
Common Stock
2017-12-05$18.25/sh−4,479$81,742→ 0 total(indirect: By Trust) - Exercise/Conversion
Stock Option (right to buy)
2017-12-05$6.64/sh−4,479$29,741→ 158,620 total(indirect: By Trust)Exercise: $6.64Exp: 2022-04-30→ Common Stock (4,479 underlying) - Exercise/Conversion
Stock Option (right to buy)
2017-12-05$6.64/sh−8,648$57,423→ 149,972 total(indirect: By Trust)Exercise: $6.64Exp: 2022-04-30→ Common Stock (8,648 underlying)
Holdings
- 39,989
Common Stock
Footnotes (4)
- [F1]The securities were directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
- [F2]Weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.30, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
- [F4]The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.