|4Dec 14, 1:46 PM ET

Boots Ira G 4

4 · Milacron Holdings Corp. · Filed Dec 14, 2017

Insider Transaction Report

Form 4
Period: 2017-12-13
Boots Ira G
Director
Transactions
  • Sale

    Common Stock

    2017-12-13$18.26/sh24,300$443,6840 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock, par value $0.01 per share ("Common Stock")

    2017-12-13$6.64/sh+24,300$161,35224,300 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (right to buy)

    2017-12-13$6.64/sh24,300$161,352125,672 total(indirect: By Trust)
    Exercise: $6.64Exp: 2022-04-30Common Stock (24,300 underlying)
Holdings
  • Common Stock

    39,989
Footnotes (4)
  • [F1]The securities were directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
  • [F2]Weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.42, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted more than six months prior to the transaction date.
  • [F3]Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
  • [F4]The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT