4//SEC Filing
RAINING DATA CORP 4
Accession 0000906344-04-000194
CIK 0000820738operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:44 PM ET
Size
8.3 KB
Accession
0000906344-04-000194
Insider Transaction Report
Form 4
ASTORIA CAPITAL PARTNERS L P
10% Owner
Transactions
- Other
5% Convertible Subordinated Note due 2008
2004-10-01$299370.00/sh(indirect: By Astoria Capital Partners LP)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (59,874 underlying)
KOE RICHARD W
Director10% Owner
Transactions
- Other
5% Convertible Subordinated Note due 2008
2004-10-01$299370.00/sh(indirect: By Astoria Capital Partners LP)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (59,874 underlying)
Footnotes (3)
- [F1]Richard W. Koe is a general partner of the limited partnership and a shareholder of the limited partnership's other general partner. Richard W. Koe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in the limited partnership.
- [F2]Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due July 1, 2004. Issuer may, at its option, make future quarterly interest payments by issuing additional notes.
- [F3]Receipt of additional notes as interest payment on notes held.
Documents
Issuer
RAINING DATA CORP
CIK 0000820738
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820738
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 7:44 PM ET
- Size
- 8.3 KB