4//SEC Filing
RAINING DATA CORP 4
Accession 0000906344-04-000283
CIK 0000820738operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 8:25 PM ET
Size
15.2 KB
Accession
0000906344-04-000283
Insider Transaction Report
Form 4
ASTORIA CAPITAL PARTNERS L P
10% Owner
Transactions
- Exercise of In-Money
Common Stock
2004-12-14$2.35/sh+1,136,555$2,670,904→ 10,682,033 total(indirect: By Astoria Capital Partners, L.P.) - Expiration (Short)
5% Convertible Subordinated Note due 2008
2004-12-14$2423775.37/sh(indirect: By Astoria Capital Partners LP)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (484,755 underlying) - Exercise of In-Money
Common Stock Purchase Warrant
2004-12-14−1,136,555→ 0 total(indirect: By Astoria Capital Partners, L.P.)Exercise: $2.35From: 2000-12-01Exp: 2005-03-16→ Common Stock, $.10 par value (1,136,555 underlying)
Holdings
- 64,600(indirect: By Partnership)
Common Stock
KOE RICHARD W
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock Purchase Warrant
2004-12-14−1,136,555→ 0 total(indirect: By Astoria Capital Partners, L.P.)Exercise: $2.35From: 2000-12-01Exp: 2005-03-16→ Common Stock, $.10 par value (1,136,555 underlying) - Expiration (Short)
5% Convertible Subordinated Note due 2008
2004-12-14$2423775.37/sh(indirect: By Astoria Capital Partners LP)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (484,755 underlying) - Exercise of In-Money
Common Stock
2004-12-14$2.35/sh+1,136,555$2,670,904→ 10,682,033 total(indirect: By Astoria Capital Partners, L.P.)
Holdings
- 64,600(indirect: By Partnership)
Common Stock
Footnotes (2)
- [F1]Richard W. Koe is a general partner of the limited partnership and a shareholder of the limited partnership's other general partner. Richard W. Koe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in the limited partnership.
- [F2]Effective December 14, 2004, Astoria Capital Partners, L.P. exercised 1,136,555 of a common stock purchase warrant at an exercise price of $2.35 per share for a total exercise price of $2,670,904.25. Concurrent with the exercise, the issuer paid $247,128.88 in accrued interest on the 5% Subordinated Convertible Note and re-paid $2,423,775.37 in principal outstanding on the note and payment in kind notes.
Documents
Issuer
RAINING DATA CORP
CIK 0000820738
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820738
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 8:25 PM ET
- Size
- 15.2 KB