Home/Filings/4/0000906344-05-000259
4//SEC Filing

RAINING DATA CORP 4

Accession 0000906344-05-000259

CIK 0000820738operating

Filed

Oct 5, 8:00 PM ET

Accepted

Oct 6, 8:08 PM ET

Size

8.3 KB

Accession

0000906344-05-000259

Insider Transaction Report

Form 4
Period: 2005-10-06
KOE RICHARD W
Director10% Owner
Transactions
  • Other

    5% Convertible Subordinated Note due 2008

    2005-10-06$280050.00/sh+280,050$78,428,002,500(indirect: By Astoria Capital Partners, L.P.)
    Exercise: $5.00From: 2003-02-28Exp: 2008-05-29Common Stock, $.10 par value (56,010 underlying)
Transactions
  • Other

    5% Convertible Subordinated Note due 2008

    2005-10-06$280050.00/sh+280,050$78,428,002,500(indirect: By Astoria Capital Partners, L.P.)
    Exercise: $5.00From: 2003-02-28Exp: 2008-05-29Common Stock, $.10 par value (56,010 underlying)
Footnotes (3)
  • [F1]Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due October 1, 2005. Issuer may, at its option, make future quarterly interest payments by issuing additional notes.
  • [F2]Receipt of additional notes as interest payment on notes held.
  • [F3]Richard W. Koe is a general partner of the limited partnership and a shareholder of the limited partnership's other general partner. Richard W. Koe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in the limited partnership.

Issuer

RAINING DATA CORP

CIK 0000820738

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000820738

Filing Metadata

Form type
4
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 8:08 PM ET
Size
8.3 KB