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4//SEC Filing

RAINING DATA CORP 4

Accession 0000906344-07-000488

CIK 0000820738operating

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 2:19 PM ET

Size

8.3 KB

Accession

0000906344-07-000488

Insider Transaction Report

Form 4
Period: 2007-07-02
Transactions
  • Other

    5% Convertible Subordinated Note due 2008

    2007-07-02$278655.00/sh(indirect: By Astoria Capital Partners, L.P.)
    Exercise: $5.00From: 2003-02-28Exp: 2008-05-29Common Stock, $.10 par value (55,731 underlying)
KOE RICHARD W
Director10% Owner
Transactions
  • Other

    5% Convertible Subordinated Note due 2008

    2007-07-02$278655.00/sh(indirect: By Astoria Capital Partners, L.P.)
    Exercise: $5.00From: 2003-02-28Exp: 2008-05-29Common Stock, $.10 par value (55,731 underlying)
Footnotes (3)
  • [F1]Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due July 1, 2007. Issuer may, at its option, make future quarterly interest payments by issuing additional notes.
  • [F2]Receipt of additional notes as interest payment on notes held.
  • [F3]Richard W. Koe is the Chairman of the Issuer's Board of Directors, a general partner of Astoria Capital Partners, L.P. ("Astoria") and a shareholder of Astoria's other general partner. Richard W. Koe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in Astoria.

Issuer

RAINING DATA CORP

CIK 0000820738

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000820738

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 2:19 PM ET
Size
8.3 KB