4//SEC Filing
RAINING DATA CORP 4
Accession 0000906344-07-000606
CIK 0000820738operating
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:53 PM ET
Size
8.3 KB
Accession
0000906344-07-000606
Insider Transaction Report
Form 4
KOE RICHARD W
Director10% Owner
Transactions
- Other
5% Convertible Subordinated Note due 2008
2007-10-01$285230.00/sh(indirect: By Astoria Capital Partners, L.P.)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (57,046 underlying)
ASTORIA CAPITAL PARTNERS L P
10% Owner
Transactions
- Other
5% Convertible Subordinated Note due 2008
2007-10-01$285230.00/sh(indirect: By Astoria Capital Partners, L.P.)Exercise: $5.00From: 2003-02-28Exp: 2008-05-29→ Common Stock, $.10 par value (57,046 underlying)
Footnotes (3)
- [F1]Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due October 1, 2007. Issuer may, at its option, make future quarterly interest payments by issuing additional notes.
- [F2]Receipt of additional notes as interest payment on notes held.
- [F3]Richard W. Koe is the Chairman of the Issuer's Board of Directors, a general partner of Astoria Capital Partners, L.P. ("Astoria") and a shareholder of Astoria's other general partner. Richard W. Koe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in Astoria.
Documents
Issuer
RAINING DATA CORP
CIK 0000820738
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000820738
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 5:53 PM ET
- Size
- 8.3 KB