CARACI PHILIP D 4

4 · SAUL CENTERS INC · Filed Oct 17, 2019

Form 4

Period: 2019-10-17

Director

Transactions

Other
Series C Preferred Stock
2019-10-17$25.00/sh−1,867.833$46,696→ 0 total(indirect: By Trust)
Other
Series C Preferred Stock
2019-10-17$25.00/sh−1,467.083$36,677→ 0 total

Holdings

Common Shares
(indirect: By Trust)
20,564
Common Shares
48,816
Common Shares
(indirect: By Trust)
52,987
Stock Option
Exercise: $44.42From: 2013-05-10Exp: 2023-05-10→ Common Stock (2,500 underlying)
2,500
Common Shares
(indirect: By Spouse)
2,602
Phantom Stock
Exercise: $53.30→ Common Stock (25,881.033 underlying)
25,881.033
Stock Option
Exercise: $41.82From: 2011-05-13Exp: 2021-05-13→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $51.07From: 2015-05-08Exp: 2025-05-08→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $55.71From: 2019-05-03Exp: 2029-05-03→ Common Shares (2,500 underlying)
2,500
Stock Option
Exercise: $47.03From: 2014-05-09Exp: 2024-05-09→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $49.46From: 2018-05-11Exp: 2018-05-11→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $39.29From: 2012-05-04Exp: 2022-05-04→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $57.74From: 2016-05-06Exp: 2026-05-06→ Common Stock (2,500 underlying)
2,500
Stock Option
Exercise: $59.41From: 2017-05-05Exp: 2027-05-05→ Common Stock (2,500 underlying)
2,500

Footnotes (6)

[F1]Self-IRA
[F2]Self-Trust. Reporting person is a Trustee
[F3]All shares owned by the reporting person were fully redeemed on 10/17/19.
[F4]Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.
[F5]1 for 1
[F6]The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

Documents

2 files