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4//SEC Filing

HEINZE EDWARD J 4

Accession 0000908605-03-000004

CIK 0000908605other

View on SEC.gov Company Profile

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 3:09 PM ET

Size

24.8 KB

Accession

0000908605-03-000004

Insider Transaction Report

Form 4

Period: 2003-08-07

CASTELLE \CA\CSTL

HEINZE EDWARD J

V.P. Sales, US

Transactions

Sale
Common Stock
2003-08-07$3.64/sh−176$641→ 0 total
Sale
Common Stock
2003-08-07$3.64/sh−2,500$9,100→ 0 total
Exercise/Conversion
Common Stock
2003-08-07$0.88/sh+176$154→ 0 total
Sale
Common Stock
2003-08-07$3.64/sh−9,999$36,396→ 0 total
Exercise/Conversion
Common Stock
2003-08-07$0.68/sh+625$425→ 0 total
Exercise/Conversion
Common Stock
2003-08-07$1.56/sh+2,500$3,900→ 0 total
Exercise/Conversion
Option (right to Buy)
2003-08-07$0.88/sh+176$154→ 2,084 total
Exercise: $0.88From: 2000-11-10Exp: 2006-11-10→ Common Stock (176 underlying)
Exercise/Conversion
Common Stock
2003-08-07$0.88/sh+9,999$8,749→ 0 total
Sale
Common Stock
2003-08-07$3.64/sh−625$2,275→ 2,500 total
Exercise/Conversion
Option (Right to Buy)
2003-08-07$1.56/sh+2,500$3,900→ 0 total
Exercise: $1.56From: 1998-08-21Exp: 2004-08-18→ Common Stock (2,500 underlying)
Exercise/Conversion
Option (right to Buy)
2003-08-07$0.88/sh+9,999$8,749→ 5,001 total
Exercise: $0.88From: 2001-11-08Exp: 2007-11-08→ Common Stock (9,999 underlying)
Exercise/Conversion
Option (Right to Buy)
2003-08-07$0.68/sh+625$425→ 4,376 total
Exercise: $0.68From: 2002-04-11Exp: 2011-04-10→ Common Stock (625 underlying)

Footnotes (4)

[F1]Options granted pursuant to Issuer's 1988 Equity Incentive Plan. Twenty-Five percent (25%) of the shares shall vest on August 21, 1998, and the remaining shares shall vest in 36 equal monthly installments thereafter.
[F2]Options granted pursuant to Issuer's 1988 Equity Incentive Plan. Twenty-five percent (25%) of the shares shall vest on November 10, 2000, and the remaining shares shall vest in 36 equal monthly installments thereafter
[F3]Options granted pursuant to Issuer's 1988 Equity Incentive Plan. Twenty-five percent (25%) of the shares shall vest on November 8, 2001, and the remaining shares shall vest in 36 equal monthly installments thereafter.
[F4]Options granted pursuant to Issuer's 1988 Equity Incentive Plan. Twenty-Five percent (25%) of the shares shall vest on April 11, 2002, and the remaining shall vest in 36 equal monthly installments thereafter.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

CASTELLE \CA\

CIK 0000908605

Entity typeother

Related Parties

1

filerCIK 0001231687

Filing Metadata

Form type: 4
Filed: Aug 10, 8:00 PM ET
Accepted: Aug 11, 3:09 PM ET
Size: 24.8 KB

View on SEC.gov