Home/Filings/4/A/0000908662-07-000447

4/A//SEC Filing

K12 INC 4/A

Accession 0000908662-07-000447

$LRNCIK 0001157408operating

View on SEC.gov Company Profile

Filed

Dec 19, 7:00 PM ET

Accepted

Dec 20, 3:30 PM ET

Size

46.4 KB

Accession

0000908662-07-000447

Insider Transaction Report

Form 4/AAmended

Period: 2007-12-18

K12 INCLRN

BEAR STEARNS ASSET MANAGEMENT INC

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)

BEAR STEARNS COMPANIES INC

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)

Constellation Ventures Management II, LLC

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)

CVC II Partners, LLC

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)

CONSTELLATION VENTURE CAPITAL II LP

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)

BSC EMPLOYEE FUND VI LP

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)

Constellation Venture Capital Offshore II, LP

10% Owner

Transactions

Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)

Friedman Clifford H

10% Owner

Transactions

Conversion
Common Stock
2007-12-18+22,942→ 3,418,890 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+773,755→ 773,755 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−87,549→ 0 total(indirect: By CVCP)
→ Common Stock (17,166 underlying)
Conversion
Common Stock
2007-12-18+409,685→ 3,395,948 total(indirect: By BSC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,089,394→ 0 total(indirect: By BSC)
→ Common Stock (409,685 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−3,946,150→ 0 total(indirect: By CVC)
→ Common Stock (773,755 underlying)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,865,619→ 0 total(indirect: By Offshore)
→ Common Stock (365,808 underlying)
Conversion
Common Stock
2007-12-18+365,808→ 1,139,563 total(indirect: By Offshore)
Conversion
Common Stock
2007-12-18+306,543→ 1,446,106 total(indirect: By BSC)
Conversion
Series C Convertible Preferred Stock
2007-12-18−117,005→ 0 total(indirect: By CVCP)
→ Common Stock (22,942 underlying)
Conversion
Common Stock
2007-12-18+17,166→ 1,463,272 total(indirect: By CVCP)
Conversion
Common Stock
2007-12-18+1,034,100→ 2,497,372 total(indirect: By CVC)
Conversion
Series B Convertible Preferred Stock
2007-12-18−1,563,369→ 0 total(indirect: By BSC)
→ Common Stock (306,543 underlying)
Conversion
Common Stock
2007-12-18+488,891→ 2,986,263 total(indirect: By Offshore)
Conversion
Series C Convertible Preferred Stock
2007-12-18−5,273,911→ 0 total(indirect: By CVC)
→ Common Stock (1,034,100 underlying)
Conversion
Series C Convertible Preferred Stock
2007-12-18−2,493,345→ 0 total(indirect: By Offshore)
→ Common Stock (488,891 underlying)

Footnotes (3)

[F1]This amendment is being filed to correct the transaction date of the conversion of preferred stock which was inadvertently reported on the initial Form 4 as having occurred on December 12, 2007.
[F2]The convertible preferred stock was convertible at any time and had no expiration date. It was converted automatically immediately prior to the Issuer's initial public offering. Each 5.1 shares of preferred stock converted into one share of Common Stock.
[F3]The Bear Stearns Companies, Inc. ("BSCI") is the sole managing member of Constellation Ventures Management II, LLC ("Management") and is the parent company of Bear Stearns Asset Management Inc. ("BSAM"). Mr. Clifford H. Friedman is a member of Management and a senior managing director of BSAM. Management is the sole managing general partner of The BSC Employee Fund VI, L.P. ("BSC"), the sole general partner of Constellation Venture Capital II, L.P. ("CVC") and the sole general partner of Constellation Venture Capital Offshore II, L.P. ("Offshore"). BSAM is the sole managing member of CVC II Partners, LLC ("CVCP") and is the investment adviser to BSC, CVC, Offshore and CVCP. Each Reporting Person disclaims beneficial ownership of any securities that exceed its pecuniary interest in the securities held by these entities.

Documents

1 file

4
edgar.xml
PRIMARY DOCUMENT

Issuer

K12 INC

CIK 0001157408

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001157408

Filing Metadata

Form type: 4/A
Filed: Dec 19, 7:00 PM ET
Accepted: Dec 20, 3:30 PM ET
Size: 46.4 KB

View on SEC.gov