5//SEC Filing
CONSTELLATION VENTURE CAPITAL II LP 5
Accession 0000908662-09-000169
CIK 0000906282other
Filed
May 13, 8:00 PM ET
Accepted
May 14, 4:05 PM ET
Size
25.2 KB
Accession
0000908662-09-000169
Insider Transaction Report
Form 5
Friedman Clifford H
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying)
CVC II Partners, LLC
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying)
BEAR STEARNS ASSET MANAGEMENT INC
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying)
Constellation Ventures Management II, LLC
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying)
BSC EMPLOYEE FUND VI LP
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying)
CONSTELLATION VENTURE CAPITAL II LP
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying)
Constellation Venture Capital Offshore II, LP
Director10% Owner
Transactions
- Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+64,417→ 64,417 total(indirect: By CVC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (64,417 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+34,280→ 34,280 total(indirect: By Offshore)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (34,280 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+28,726→ 28,726 total(indirect: By BSC)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (28,726 underlying) - Purchase
Preferred Stock Warrants (Right to Buy)
2008-06-16+1,609→ 1,609 total(indirect: By CVCP)Exercise: $0.39From: 2008-06-16Exp: 2012-06-16→ Series A-11 Preferred Stock (1,609 underlying)
Footnotes (2)
- [F1]The warrants were received as part of the sale by the Issuer of its 8.5% Subordinated Promissory Notes issued on June 16, 2008. The Warrants are immediately exercisable into shares of Series A-11 Preferred Stock (the "Preferred Stock") at any time prior to June 16, 2012 at an exercise price of $0.3875 per share of Preferred Stock. The exercise price of the Warrants is subject to adjustment for stock splits, stock dividends and similar events. Cashless exercise is permitted. The Series A-11 Preferred Stock underlying the warrants held by the Reporting Persons would be convertible into an aggregate of 25,224 shares of Common Stock (or 12,593 shares, 6,701 shares, 5,616 shares and 314 shares by CVC, Offshore, BSC and CVCP, respectively).
- [F2]Constellation Ventures Management II LLC ("Management") is the sole managing general partner of The BSC Employee Fund VI, L.P. ("BSC"), the sole general partner of Constellation Venture Capital II, L.P. ("CVC") and the sole general partner of Constellation Venture Capital Offshore II, L.P. ("Offshore"). Bear Stearns Asset Management Inc. ("BSAM") is the sole managing member of CVC II Partners, LLC ("CVCP") and is the investment adviser to BSC, CVC, Offshore and CVCP. Mr. Clifford H. Friedman may be deemed to exercise voting and investment power over the shares held by BSC, CVC, Offshore and CVCP. Each Reporting Person disclaims beneficial ownership of any securities that exceed its pecuniary interest in the securities held by these entities.
Documents
Issuer
MTM Technologies, Inc.
CIK 0000906282
Entity typeother
Related Parties
1- filerCIK 0001115990
Filing Metadata
- Form type
- 5
- Filed
- May 13, 8:00 PM ET
- Accepted
- May 14, 4:05 PM ET
- Size
- 25.2 KB