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4//SEC Filing

Dobies David R 4

Accession 0000908662-09-000373

CIK 0001373561other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 5:30 PM ET

Size

6.9 KB

Accession

0000908662-09-000373

Insider Transaction Report

Form 4
Period: 2009-12-11
Dobies David R
M.Dir. & Head Mid Mkt. Corp
Transactions
  • Award

    Common Stock, par value $0.01 per share

    2009-12-11+75,000321,900 total
  • Tax Payment

    Common Stock, par value $0.01 per share

    2009-12-13$2.84/sh5,788$16,438316,112 total
Footnotes (2)
  • [F1]Represents shares of restricted stock of the Issuer's Common Stock granted pursuant to the Issuer's 2006 Incentive Plan, as amended and restated. The shares of restricted stock vest in their entirety on December 11, 2012.
  • [F2]Represents a portion of shares of restricted stock previously granted by the Issuer that were forfeited to pay withholding taxes upon vesting on December 13, 2009.

Issuer

NewStar Financial, Inc.

CIK 0001373561

Entity typeother

Related Parties

1
  • filerCIK 0001382922

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 5:30 PM ET
Size
6.9 KB