Dobies David R 4
4 · NewStar Financial, Inc. · Filed Dec 15, 2009
Insider Transaction Report
Form 4
Dobies David R
M.Dir. & Head Mid Mkt. Corp
Transactions
- Award
Common Stock, par value $0.01 per share
2009-12-11+75,000→ 321,900 total - Tax Payment
Common Stock, par value $0.01 per share
2009-12-13$2.84/sh−5,788$16,438→ 316,112 total
Footnotes (2)
- [F1]Represents shares of restricted stock of the Issuer's Common Stock granted pursuant to the Issuer's 2006 Incentive Plan, as amended and restated. The shares of restricted stock vest in their entirety on December 11, 2012.
- [F2]Represents a portion of shares of restricted stock previously granted by the Issuer that were forfeited to pay withholding taxes upon vesting on December 13, 2009.