Brooker T Kimball Jr 4
4 · NewStar Financial, Inc. · Filed May 14, 2010
Insider Transaction Report
Form 4
Brooker T Kimball Jr
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2010-05-12+5,000→ 20,000 total - Award
Stock Option (Right to Buy)
2010-05-12+5,000→ 5,000 totalExercise: $8.28Exp: 2017-05-12→ Common Stock (5,000 underlying)
Footnotes (2)
- [F1]The securities reported are shares of restricted stock, which will vest over five years with 15% vesting on each of the first and second anniversaries of the grant date, 20% vesting on the third anniversary and 25% vesting on each of the fourth and fifth anniversaries.
- [F2]The option will vest and become exercisable in three substantially equal installments on May 12, 2011, 2012 and 2013.