4//SEC Filing
Dobies David R 4
Accession 0000908662-10-000130
CIK 0001373561other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 5:09 PM ET
Size
5.8 KB
Accession
0000908662-10-000130
Insider Transaction Report
Form 4
Dobies David R
M.Dir. & Head Mid Mkt. Corp
Transactions
- Award
Common Stock, par value $0.01 per share
2010-05-19+184,211→ 500,323 total
Footnotes (1)
- [F1]Represents restricted shares of the Issuer's Common Stock granted pursuant to the Issuer's 2006 Incentive Plan, as amended and restated. 100% of the award will vest on 5/19/13 if (1) the Reporting Person continues to be employed by the Issuer on 5/19/13, and (2) either (i) the volume-weighted average price (VWAP) of the Issuer's common stock for the period beginning on the first day following the release of its fourth quarter earnings results for the 2012 fiscal year and ending on the three-year anniversary of the Issue Date (the "Measurement Period") meets or exceeds $7.88 or (ii) both (x) the VWAP of the Issuer's common stock for the Measurement Period is less than $7.88 per share but greater than or equal to $7.00 per share and (y) the Issuer's book value per share at March 31, 2013 is greater than or equal to the Company's book value on March 31, 2010 (calculated on a pro-forma basis to reflect all awards).
Documents
Issuer
NewStar Financial, Inc.
CIK 0001373561
Entity typeother
Related Parties
1- filerCIK 0001382922
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 5:09 PM ET
- Size
- 5.8 KB