4//SEC Filing
HealthCor Hybrid Offshore Master Fund, L.P. 4
Accession 0000908662-14-000261
CIK 0001377149other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 4:41 PM ET
Size
33.5 KB
Accession
0000908662-14-000261
Insider Transaction Report
Form 4
CareView Communications IncCRVW.OB
HealthCor Management, L.P.
Director10% Owner
Transactions
- Award
Senior Secured Convertible Note due 2021 (PIK Interest)
2014-09-30(indirect: By HCP Fund)Exercise: $1.25Exp: 2021-04-20→ Common Stock (345,027 underlying) - Award
Senior Secured Convertible Note due 2024 (PIK Interest)
2014-09-30(indirect: By HCP Fund)Exercise: $0.40Exp: 2024-01-15→ Common Stock (192,460 underlying) - Award
Senior Secured Convertible Note due 2024 (PIK Interest)
2014-09-30(indirect: By Hybrid Fund)Exercise: $0.40Exp: 2024-01-15→ Common Stock (220,722 underlying) - Award
Senior Secured Convertible Note due 2022 (PIK Interest)
2014-09-30(indirect: By HCP Fund)Exercise: $1.25Exp: 2022-01-30→ Common Stock (78,387 underlying) - Award
Senior Secured Convertible Note due 2022 (PIK Interest)
2014-09-30(indirect: By Hybrid Fund)Exercise: $1.25Exp: 2022-01-30→ Common Stock (89,897 underlying)
Footnotes (4)
- [F1]On September 30, 2014, the Notes held by HCP Fund and Hybrid Fund accrued interest which is payable in kind ("PIK Interest") in the form of additional principal. The PIK Interest accrual represents the equivalent of 615,874 shares of Common Stock for HCP Fund (as defined below) and 706,312 shares of Common Stock for Hybrid Fund (as defined below) at the applicable conversion prices.
- [F2]Immediately exercisable.
- [F3]HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to Healthcor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
- [F4]Healthcor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001454850
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 4:41 PM ET
- Size
- 33.5 KB